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- FEDERALIST No. 51
-
- The Structure of the Government Must Furnish the Proper Checks
- and Balances Between the Different Departments
- From the New York Packet. Friday, February 8, 1788.
-
- HAMILTON OR MADISON
-
- To the People of the State of New York:
- TO WHAT expedient, then, shall we finally resort, for maintaining
- in practice the necessary partition of power among the several
- departments, as laid down in the Constitution? The only answer
- that can be given is, that as all these exterior provisions are
- found to be inadequate, the defect must be supplied, by so
- contriving the interior structure of the government as that its
- several constituent parts may, by their mutual relations, be the
- means of keeping each other in their proper places. Without
- presuming to undertake a full development of this important idea,
- I will hazard a few general observations, which may perhaps place
- it in a clearer light, and enable us to form a more correct
- judgment of the principles and structure of the government
- planned by the convention. In order to lay a due foundation for
- that separate and distinct exercise of the different powers of
- government, which to a certain extent is admitted on all hands to
- be essential to the preservation of liberty, it is evident that
- each department should have a will of its own; and consequently
- should be so constituted that the members of each should have as
- little agency as possible in the appointment of the members of
- the others. Were this principle rigorously adhered to, it would
- require that all the appointments for the supreme executive,
- legislative, and judiciary magistracies should be drawn from the
- same fountain of authority, the people, through channels having
- no communication whatever with one another. Perhaps such a plan
- of constructing the several departments would be less difficult
- in practice than it may in contemplation appear. Some
- difficulties, however, and some additional expense would attend
- the execution of it. Some deviations, therefore, from the
- principle must be admitted. In the constitution of the judiciary
- department in particular, it might be inexpedient to insist
- rigorously on the principle: first, because peculiar
- qualifications being essential in the members, the primary
- consideration ought to be to select that mode of choice which
- best secures these qualifications; secondly, because the
- permanent tenure by which the appointments are held in that
- department, must soon destroy all sense of dependence on the
- authority conferring them. It is equally evident, that the
- members of each department should be as little dependent as
- possible on those of the others, for the emoluments annexed to
- their offices. Were the executive magistrate, or the judges, not
- independent of the legislature in this particular, their
- independence in every other would be merely nominal. But the
- great security against a gradual concentration of the several
- powers in the same department, consists in giving to those who
- administer each department the necessary constitutional means and
- personal motives to resist encroachments of the others. The
- provision for defense must in this, as in all other cases, be
- made commensurate to the danger of attack. Ambition must be made
- to counteract ambition. The interest of the man must be
- connected with the constitutional rights of the place. It may be
- a reflection on human nature, that such devices should be
- necessary to control the abuses of government. But what is
- government itself, but the greatest of all reflections on human
- nature? If men were angels, no government would be necessary. If
- angels were to govern men, neither external nor internal
- controls on government would be necessary. In framing a
- government which is to be administered by men over men, the great
- difficulty lies in this: you must first enable the government to
- control the governed; and in the next place oblige it to control
- itself. A dependence on the people is, no doubt, the primary
- control on the government; but experience has taught mankind the
- necessity of auxiliary precautions. This policy of supplying, by
- opposite and rival interests, the defect of better motives, might
- be traced through the whole system of human affairs, private as
- well as public. We see it particularly displayed in all the
- subordinate distributions of power, where the constant aim is to
- divide and arrange the several offices in such a manner as that
- each may be a check on the other that the private interest of
- every individual may be a sentinel over the public rights. These
- inventions of prudence cannot be less requisite in the
- distribution of the supreme powers of the State. But it is not
- possible to give to each department an equal power of
- self-defense. In republican government, the legislative
- authority necessarily predominates. The remedy for this
- inconveniency is to divide the legislature into different
- branches; and to render them, by different modes of election and
- different principles of action, as little connected with each
- other as the nature of their common functions and their common
- dependence on the society will admit. It may even be necessary
- to guard against dangerous encroachments by still further
- precautions. As the weight of the legislative authority requires
- that it should be thus divided, the weakness of the executive may
- require, on the other hand, that it should be fortified. An
- absolute negative on the legislature appears, at first view, to
- be the natural defense with which the executive magistrate should
- be armed. But perhaps it would be neither altogether safe nor
- alone sufficient. On ordinary occasions it might not be exerted
- with the requisite firmness, and on extraordinary occasions it
- might be perfidiously abused. May not this defect of an absolute
- negative be supplied by some qualified connection between this
- weaker department and the weaker branch of the stronger
- department, by which the latter may be led to support the
- constitutional rights of the former, without being too much
- detached from the rights of its own department? If the principles
- on which these observations are founded be just, as I persuade
- myself they are, and they be applied as a criterion to the
- several State constitutions, and to the federal Constitution it
- will be found that if the latter does not perfectly correspond
- with them, the former are infinitely less able to bear such a
- test. There are, moreover, two considerations particularly
- applicable to the federal system of America, which place that
- system in a very interesting point of view. First. In a single
- republic, all the power surrendered by the people is submitted to
- the administration of a single government; and the usurpations
- are guarded against by a division of the government into distinct
- and separate departments. In the compound republic of America,
- the power surrendered by the people is first divided between two
- distinct governments, and then the portion allotted to each
- subdivided among distinct and separate departments. Hence a
- double security arises to the rights of the people. The different
- governments will control each other, at the same time that each
- will be controlled by itself. Second. It is of great importance
- in a republic not only to guard the society against the
- oppression of its rulers, but to guard one part of the society
- against the injustice of the other part. Different interests
- necessarily exist in different classes of citizens. If a
- majority be united by a common interest, the rights of the
- minority will be insecure. There are but two methods of
- providing against this evil: the one by creating a will in the
- community independent of the majority that is, of the society
- itself; the other, by comprehending in the society so many
- separate descriptions of citizens as will render an unjust
- combination of a majority of the whole very improbable, if not
- impracticable. The first method prevails in all governments
- possessing an hereditary or self-appointed authority. This, at
- best, is but a precarious security; because a power independent
- of the society may as well espouse the unjust views of the major,
- as the rightful interests of the minor party, and may possibly be
- turned against both parties. The second method will be
- exemplified in the federal republic of the United States. Whilst
- all authority in it will be derived from and dependent on the
- society, the society itself will be broken into so many parts,
- interests, and classes of citizens, that the rights of
- individuals, or of the minority, will be in little danger from
- interested combinations of the majority. In a free government
- the security for civil rights must be the same as that for
- religious rights. It consists in the one case in the
- multiplicity of interests, and in the other in the multiplicity
- of sects. The degree of security in both cases will depend on
- the number of interests and sects; and this may be presumed to
- depend on the extent of country and number of people comprehended
- under the same government. This view of the subject must
- particularly recommend a proper federal system to all the sincere
- and considerate friends of republican government, since it shows
- that in exact proportion as the territory of the Union may be
- formed into more circumscribed Confederacies, or States
- oppressive combinations of a majority will be facilitated: the
- best security, under the republican forms, for the rights of
- every class of citizens, will be diminished: and consequently the
- stability and independence of some member of the government, the
- only other security, must be proportionately increased. Justice
- is the end of government. It is the end of civil society. It
- ever has been and ever will be pursued until it be obtained, or
- until liberty be lost in the pursuit. In a society under the
- forms of which the stronger faction can readily unite and oppress
- the weaker, anarchy may as truly be said to reign as in a state
- of nature, where the weaker individual is not secured against the
- violence of the stronger; and as, in the latter state, even the
- stronger individuals are prompted, by the uncertainty of their
- condition, to submit to a government which may protect the weak
- as well as themselves; so, in the former state, will the more
- powerful factions or parties be gradnally induced, by a like
- motive, to wish for a government which will protect all parties,
- the weaker as well as the more powerful. It can be little
- doubted that if the State of Rhode Island was separated from the
- Confederacy and left to itself, the insecurity of rights under
- the popular form of government within such narrow limits would be
- displayed by such reiterated oppressions of factious majorities
- that some power altogether independent of the people would soon
- be called for by the voice of the very factions whose misrule had
- proved the necessity of it. In the extended republic of the
- United States, and among the great variety of interests, parties,
- and sects which it embraces, a coalition of a majority of the
- whole society could seldom take place on any other principles
- than those of justice and the general good; whilst there being
- thus less danger to a minor from the will of a major party, there
- must be less pretext, also, to provide for the security of the
- former, by introducing into the government a will not dependent
- on the latter, or, in other words, a will independent of the
- society itself. It is no less certain than it is important,
- notwithstanding the contrary opinions which have been
- entertained, that the larger the society, provided it lie within
- a practical sphere, the more duly capable it will be of
- self-government. And happily for the REPUBLICAN CAUSE, the
- practicable sphere may be carried to a very great extent, by a
- judicious modification and mixture of the FEDERAL PRINCIPLE.
- PUBLIUS.
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